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A State of
The
Three premises animate the following analysis of the State
and Progressivism. The first is that
twentieth-century American history should be interpreted in light of the centrality
of empire and the imperial. The second
is that, far from having an undeveloped State, as many analysts have consistently
argued, the American State is extremely sophisticated and powerful, made more
so by the fact that many commentators often refuse to recognize its existence.
The third is that the nature of the
These ideas bring together three different
historiographies, those of Progressivism, empire, and the State. The first of these was in a state of
confusion for a while with historians generally accepting the notion that the
term “Progressivism” itself is too vague and incoherent to be useful. Recently, however, Daniel T. Rodgers has
presented a new comparative analysis of the age of Progressive reform, so we
will give this work some attention. The
second and third of these historiographies, concerning imperialism and the
state have been relatively neglected by historians. Over the last decade there has been a
flourishing of work relating to the issue of American imperialism, so we want
to consider some of the outlines of this literature, but regarding the State,
there is very little that has been written – the old idea that the American
State is relatively ill-formed compared to those found elsewhere still holding
sway. Let us begin by focusing on
Progressivism and the work of Daniel T. Rodgers.
Progressivism
Most American historians seem to agree that a number of
major transformations in American politics and society took place in the last
decades of the nineteenth and the first decades of the twentieth centuries: a
decline in popular participation in political elections, for example, and the
emergence of the government not only as a valuable and hotly contested
resource, but also as a major historical agent in its own right. Most historians seem also to agree that these
transformations were closely tied to long-term economic and demographic
developments: industrialization and the
rise of the large-scale corporation, urbanization, immigration and so on. What historians of this period seem to disagree
about are the problems of how and why the changes took the form they did, who
was behind them and who benefited from them; and about the implications of
these changes for American politics and society in the twentieth century. In a word, they disagree about the nature of
Progressivism.
The traditional vision of this era was that it witnessed
the rise of “the people” against elites, reformers against bosses, and the
attempt to control unbridled corporate capitalism on behalf of all Americans.[1]
This view was dismissed by Richard Hofstadter who suggested that ‘ancien
regime’ social elites, threatened by the rise of powerful and wealthy corporate
elites and by the expansion of an increasingly foreign-born, politically
irresponsible but enfranchised lower class, were the prime movers behind the
transformations, and that the unintended outcome of their efforts was greater
participation in the political process by members of all strata of American
society.[2]
Other historians (Kolko and Weinstein, for example) argued that the
critical transformations of the age were primarily structural rather than
electoral or narrowly political; that it was in fact the new corporate elite
who were behind the reforms; and that the outcome was the institutionalization
of the once informal symbiotic relationship between government and the
interests of big business.[3]
Still other historians (e.g., Wiebe, Hays) agreed with
Kolko and Weinstein that a new professional elite were behind the reforms and
political changes of the Progressive Era, but argued that their motivation was
the search for order itself, and not anxieties over profit margins.[4]
More recent historians in the field (McCormick and Hammack) have, in
many ways, returned to a more pluralistic view of the period. By focusing on corruption and municipal
reforms, these historians have shown that many different interest groups
contributed to the clamor for and passage of reform measures. Some employ a more pluralist model than others:
Hammack argues that middle- and low-income New Yorkers influenced political
decisions directly through special interest groups, and indirectly through
their votes, demonstrations and strikes;[5]
McCormick is a little more subtle, outlining the unintended consequences
of reform and arguing that, while popular feelings were strong enough to force
the adoption of new economic policies, they were not strong enough to prevent
the nature of these reforms being shaped by more powerful, organized interests.[6]
Neither McCormick nor Hammack, however, believed he was creating a new
synthesis for Progressivism. Both felt
that other local studies comparable to their own needed to be undertaken before
such a synthesis could be created.
This,
then, was the current state of Progressive historiography until recently: an
absence of a synthesis and a plethora of interpretations. Such historiographical confusion was captured
most compellingly by Daniel T. Rodgers’ 1982 review article, “In Search of
Progressivism.” Rodgers provided the
best summary of the literature on this reform period as well as a very helpful
tri-partite model of Progressive ideas – anti-monopolism, the language of
social bonds (idealism), and efficiency.
Finding these three, often contradictory, sets of ideas reflected in the
historiographical literature, Rodgers concluded that “progressivism as an
ideology is nowhere to be found.”[7]
But
Rodgers himself would end up being the historian who once again “found”
Progressivism, but it needed a turn to comparative and the Atlantic world of
connections in reform for him to do so.
It is important, therefore, to outline this work and its contribution
before continuing onto discussion of the State and empire.
The
originality of Atlantic Crossings is
evident from its unconventional opening.
Whereas most studies of Progressive social policy would commence with a
portrait of urban blight or working conditions in
Empire
In spite of the pioneering work of William Appleman
Williams, who with his notion of “imperialism as a way of life" asserted
the centrality of imperialism in American history, empire has remained very
much an afterthought in American historiography.[13] This is particularly clear in the
historiography of Progressivism. One
learns that many of the central actors in national reform dramas – people like
Josiah Strong, Theodore Roosevelt, Woodrow Wilson, and Albert Beveridge – were
imperialists, but this was not considered relevant to the interpretation of the
reform movement itself.[14]
Imperialism was mentioned in the old Progressive synthesis, but
generally in a comforting guise.
American international involvement was seen as an extension of the
reform impulse. This impulse had emerged
in the cities, taken hold in the states, and finally conquered the national
arena. It only remained to extend the
benefits of reform to the world.[15] The clear
weakness in this view was that Progressives' interest in world affairs and
their ability to influence intervention in other countries actually preceded
their ability to achieve reforms at home.
However, the limitations of this model, attached as it was to the
portrayal of Progressivism as a fight for the people against elites, were too
numerous for it to remain influential among historians for very long. Even so, it was dismissed for its failure to
correctly characterize the nature of reform, rather than for its failure to
analyze American imperialism correctly.
As a result, historians began to focus on the development of bureaucracy
or political voting behavior, and imperialism dropped out of the literature.
A most glaring example of the undervaluing of imperialism
can be found in John Milton Cooper's The
Warrior and the Priest. Cooper
begins his work with a clear understanding of how imperialism shaped both
Summaries of the historiographical debates which revolve
around the era often fail to mention both
While Progressive ideology appeared to incorporate
seemingly contradictory elements, nevertheless these strands were shaped and
limited by the imperial context and constituted a coherent ideology.[17]
This was typical of the workings of empire in its European form also.
Examining British practitioners of imperialism in
Before turning to a vital element of both Progressivism
and imperialism, the State, it is important to define exactly what is meant by
the terms “empire” and “imperialism”. As
Hobsbawm has pointed out, much of the problem with the concept of imperialism
(and one of the reasons, I would add, why Americanists eschew the term) lies in
its genesis as a term of opprobrium at the turn of the century. Lenin's and Hobson's usage of imperialism was
based primarily on the domination by metropolitan, capitalist elites of
colonial territories for their own prophet.
Clearly, there is a kernel of truth to this view. Its problems lie in the fact that it is too
limited to an oppositional vision of a conflict between colonizer and
colonized. Moreover, it neglects the way
that imperialism works within states as a way of creating consensus where
before there was none. In
A more inclusive concept of empire is required, then, one
which, as William Appleman Williams described it, recognizes “imperialism as a
way of life.” This does not suggest that
there were no conflicts within American society. Rather, it means that they are transcended or
muted by commitment on the part of lower-class and minority groupings to
nationalist imperialist goals; it means that all conflicts are reformed and
informed by empire so that they become conflicts over the distribution of spoils
within the American state.
An important question remains: namely how can American
imperialism be so important in American life, while the
The State
Social historians have, I believe, over-estimated the
amount of agency that individuals, lower-class groups, and minorities have been
able to attain in American society. With
some notable exceptions, they have generally failed to place such individuals
and groups within a hegemonic framework, and have not seen how it is that their
agency is limited and shaped by various political, intellectual and cultural
forces. In particular, such historians
have not analyzed the State in any systematic way. The result has been that they have not been
able to challenge “accepted truths”, which suggest that American history has
witnessed an exceptional degree of individualism and an absence of a strong
State. Where such a State can be said to
exist it is regarded as a democratic, pluralist and minimalist entity which
expresses the essential will of all American people.
When historians do write about the State they generally
do so in terms of its bureaucratic and institutional characteristics and they assume
that it reflects the power distribution within Civil Society (for example, the
economy). Consequently, they have
fluctuated between exaggerating either instrumentalism (when capitalists seem
dominant) or pluralism (when lower classes and minorities seem to be increasing
their influence).[19]
This institutional preoccupation has led to the
reaffirmation of a belief in both consensus and American exceptionalism. It is generally believed that, compared to
other countries, the State in the United States is undeveloped, and does not
need to be firmly established because of the identity of interests existing
among all Americans. However, the exact
opposite of this is the case. If
Further, in spite of the success of political and social
reform movements, the State did not become pluralistic in character, and it did
not come to represent each grouping equally.
Instead, if we turn our focus away from the normal subjects of social
history – women, the lower classes and African-Americans – and place it on
gender, class and race we can see more clearly that such reforms occurred
because the State had developed in such a way that the reforms were not
considered so threatening. Thus, if
American out-groups came to accept “American racial destiny”, “American
culture”, “national security”, “national regeneration”, “baseball”, and so on,
however exclusionary the assumptions on which these were based, then they could
be incorporated into the body politic.
What I would argue is that the reforms of the Progressive Era witnessed
exactly this development. Seemingly
pluralistic and liberal reforms occurred within a context of American
imperialist ventures, a condemnation of anarchy and anarchists, increased
racism, and an entrenchment of notions of masculinity in American culture, so
that the paradoxical result of the Progressive era was actually to disempower
those people who, at least according to the rhetoric of the period, were
supposed to benefit from the reforms.
Implicit within the foregoing analysis is the idea that
the State should be seen as having a ideational or cultural dimension in
addition to its institutional aspects.
Progressives often discussed this dimension in terms of the ethical role
of the State, and so the Progressive Era, in my opinion, should be seen in
terms of the establishment of this ethical role. Historians have generally overlooked this
because they have concentrated on the ambivalence that many Progressives felt
towards the institutional State. While
reformers sometimes feared bureaucratic excess and the limitation of individual
autonomy, they nevertheless believed in the need for national
regeneration. This apparent
contradiction can only be understood in terms of the on-going imperialist enterprise. For imperialism allowed Americans to
establish a state in the international arena without actually defining who and
what it would represent. While the
definition of the State would be hotly contested among domestic groups –
populists, businessmen, trade unionists, suffragists, black activists, etc. –
these same groups could be marshaled to support the expansion of “American”
interests abroad. In other words, an
ethical role for the State could be established seemingly disconnected from the
interests of any section of American society.
Once this ethical role became firmly established the institutional
dimension of the State (which would always be linked to some political, social
or economic group) could be minimized because Americans had internalized the
ethical State. Just as Karl Marx
predicted the withering away of the State following the socialist revolution,
the new bourgeois order would see a similar contraction of the institutional
state.
This is what is meant in my title by a “State of
The idea of the State developed here, then, is one of an
ethical idea allowing for the religious regeneration of the nation. This is an invisible state located in the
minds of a nation's inhabitants. It is
reflected in Edward Bellamy's Looking
Backward. The inhabitants of
This ideology can best be interpreted by understanding
the response of Progressive thinkers to Hegelian philosophy.[21]
The significance of Hegel's thought, alongside the importance of the
State and Imperialism, has been neglected by historians. This is justified, in a way, by the fact that
Progressives themselves often downplayed the importance of Hegel as an
influence for their ideas.[22]
Nevertheless, this is unfortunate for two reasons: first, it leads to an avoidance of discussion
of social and political theorists' discourse during this period, resulting,
once again, in the tendency to exaggerate the uniqueness of American political
debates (for example, the emphasis on “Hamiltonianism” and “Jeffersonianism” is
clearly warranted, since these terms were used by the Progressives themselves,
but it needs to be tempered by the realization that these “keywords” had their
equivalents in political discourses outside the United States); second, it
means that historians do not have access to one of the easiest ways of
understanding what the Progressives saw themselves as doing, namely developing
a radical theory of the State that transcended the class, racial and gender
conflicts of the era.
A vital aspect of the defining of a New Liberalism was
the development of the idea of a
The
acceptance of America’s imperial role depended upon the recognition of the
State as a vital part of American society; this recognition of the State gave
credibility to intellectuals’ moves towards “the language of social bonds,” and
away from concepts of the autonomous individual; it also required the
definition or redefinition of concepts like “American”, “civilized”, “modern”,
“progress”, and so on; and (owing to the static, rather than dynamic, nature of
ideas within this model), this led to
the belief that certain gender, class, and race practices in America (which
were used to define the above-mentioned concepts) were normative rather than
conditional; these normative concepts, clearly not apparent in other
“primitive”, “backward” or “uncivilized” societies, were then used to
legitimate American imperialism.
Not
only does this dialectic work in such a fashion as to consolidate support for
particular progressive ideals, it also has the tendency to become hidden, so
that the ideas which both generated and were generated by it would become
articles of faith; they would become “essential” American characteristics. In this way, the idea of “progress”,
obviously at the heart of Progressivism, would be constantly transmogrified
from a utopian vision to a teleological and evolutionary justification of the
present. In
Thus,
centralizing tendencies in America – the development of a strong bureaucratic
state, the emergence of confused, contradictory and yet cohesive concepts of
“America” and “the people”, and the nation's foray into imperialism – affected
turn-of-the-century social movements, and shaped discourses surrounding the
“Labor”, “Woman”, and “Race” Questions which permeated American culture at this
time. To put it briefly, the movements for the emancipation of women, African
Americans, and labor were each able to make some headway during the Progressive
Era not because universalist notions of liberation were dropped in favor of
particularist strategies that emphasized a commitment to “American ideals” and
the American State. Rather, they did so
because such ideas were gaining ground under the guise of universalist notions. Moreover, the emergence of the United
States as an imperial power at the turn of the century is critical to our
understanding of these developments, and by extension, to our understanding of
the political culture that emerged by the end of World War I. The gender, class and racial implications of
the emerging imperialist consensus were hierarchical and exclusionary, and not
egalitarian and inclusive, as the prevailing pluralistic models maintain.
My point is perhaps best illustrated by turning attention
briefly to the relationship between the State and African Americans during the
Progressive Era, one part of which can be seen in the changing visions of
Another dimension of the relationship between blacks and
the State is the increasingly centrist positions taken by African-American
intellectuals during the period. One
such intellectual is Reverdy C. Ransom who during the 1890s was espousing a
form of socialism, but who steadily moved into the mainstream of the Social
Gospel movement. Other important figures
following similar trajectories were newspaper editors, of whom many were pulled
into the Booker T. Washington camp (itself a vehicle pushing for racial
uplift), while others, like William Monroe Trotter, were pushed to political
extremes and so discredited.
Empire had a direct impact on the work on the historical
writing of two progressive historians, W.E.B. Du Bois and Carter G. Woodson. Du
Bois clearly related the problems of the color-line to the larger issues of
capitalist imperialism, and he became increasingly radical during his life and
increasingly marginalized, eventually dying in exile in
We can end by considering the “rebirth” of freedom in the
Civil Rights movement. While the commitment
of Southern blacks to bringing about the end of Jim Crow is to be marveled
at, for the degree to which they were willing to put themselves in danger
in pursuit of freedom, it is nonetheless important to point out that many
of the avenues towards change that might have been taken were no longer open
to African Americans by the time the Montgomery Bus Boycott occurred in 1956. For example, as labor historians Robert Korstad
and Nelson Lichtenstein have noted, the CIO Operation Dixie was crushed in
the face of post-war anti-communism and McCarthyism. The kinds of threats to the labor system and
to the traditions of governmentality that had been established since the Civil
War, that this CIO movement represented needed to be resolved before changes
might occur in the status of the nation’s Southern blacks.
[1]
For example, Russell Nye, Midwestern
Progressive Politics (East Lansing: Michigan State University Press,
1951), and Robert S. Maxwell, LaFollette
and the Rise of Progressives in
[2]
Richard Hofstadter, The
Age of Reform From Bryan to F.D.R (NY: Vintage Books, 1955); see also,
George E. Mowry, The Era of Theodore Roosevelt and the Birth
of Modern
[3]
Gabriel Kolko, The
Triumph of Conservatism: A Reinterpretation of American History, 1900-1916
(NY: Free Press, 1963); James Weinstein, The
Corporate Ideal in the Liberal State, 1900-1918 (Boston: Beacon Press,
1968).
[4]
Samuel P. Hays, (article) Conservation;
Robert Wiebe, The Search for
Order, 1877-1920 (NY: Hill and Wang, 1967).
[5]
David Hammack, Power
and Society, p. 304.
[6]
Richard L. McCormick, From
Realignment to Reform: Political Change in
[7]
Daniel T. Rodgers, "In Search of Progressivism,"
in The Promise of American History, pp. 121-7; see also, Filene, "The
Obituary for the Progressive Movement," in American Quarterly 22 (1970).
[8]
The symposium was posted on
H-State, H-Urban, H-Sci-Med-Tech (October 1999).
[9]
Daniel Aaron, Men of Good Hope (
[10]
See Rodgers’ rejoinder in H-Net
Symposium.
[11]
Ranajit Guha, “Not at Home
in Empire,” Critical Inquiry,
23 (Spring 1997): 487-88.
[12]
Peter Kolchin, “Comparing American
History,” Reviews in American History,
10 (4, Dec. 1982), p. 65.
[13]
William Appleman Williams, The
Contours of American History (Cleveland: World Publishing Co., 1961),
and Empire as a Way of Life (NY: Oxford University
Press, 1980).
[14]
William E. Leuchtenberg was the first to point to the strong
imperialist sentiments of Progressives.
Iron Cages.
[15]
Mowry, Roosevelt; Link,
[16]
John Milton Cooper, The
Warrior and the Priest: Woodrow Wilson and Theodore Roosevelt (Cambridge,
Mass.: Harvard University Press, 1983) p. 61.
[17]
See Barbara J. Fields, on the discussion of contradictory
elements within ideologies.
[18]
Eric J. Stokes, Utilitarians and India..
[19]
Weinstein, Kolko; McCormick.
[20]
Alexis de Tocqueville, Democracy in America (Garden
City, NY: Doubleday & Co. Inc., 1969) pp.547-9; Laurence Dickey, Hegel:
Religion, Economics and the Politics of Spirit, 1770-1807 (Cambridge:
Cambridge University Press, 1989) pp.292-3.
[21]
Many Progressives consciously adopted the Hegelian model
after spending many years of study in
[22]
Charles Forcey, The Crossroads of Liberalism: Croly, Weyl,
Lippmann and the Progressive Era, 1900-1925 (Oxford: Oxford University
Press, 1961) pp.18-19.